Consulting & Advisory
Future proof your business for accelerated growth and
improvement
1. Internal Audit | Assurance Services:
– We audit your existing, new or changed products, process, systems, projects & initiatives. We (i) assess risks, (ii) identify failed controls & (iii) suggest/
implement solutions to reduce & mitigate risks.
– We deploy technologies like Computer Aided Audit Tools (CAAT), Machine Learning and Artificial Intelligence (AI), to make the audit more comprehensive,
effective, timely & accurate
2. Governance I Risk Management Transformation:
– We redesign & implement effective end-to-end risk governance framework & systems. This entails (i) risk identification, (ii) assessment, (iii) appetite setting,
(iv) path to green, (v) policy drafting, (vi) systems rollout, (vi) monitoring, (viii) escalations & (ix) reporting
– We work with your teams, to enhance stakeholder governance processes including Boards, Audit Committees, Shareholders & Regulators
– We can improve any bespoke governance & risk areas including (i) Continuity of business (ii) Recovery & resolution (iii) Resiliency (iv) Third party outsourcing
& oversight (v) Know your customer (KYC), Anti-Money laundering (AML) & Sanctions (vi) Incorporation & liquidation of entities
3. Regulatory Compliance Excellence:
– We transform regulatory compliance framework & deploy new system/ application to ensure all relevant regulatory obligations are compiled & reported
timely & accurate. This would entail (i) inventory & tiering of applicable regulations, (ii) interpreting, assessment & grading of the obligations under each
regulation, (iii) implementing controls (iv) monitoring or testing controls (v) escalation & reporting.
– We will prepare your teams for forthcoming regulatory exams & ensure potential concerns are addressed before hand
4. Training Delivery:
– We delivery bespoke, tailored in-class or on-site training to your staff in the areas of internal audit, governance, risk and compliance. It could cover general or
specific areas like Anti-Money Laundering, Sanctions etc. with case studies